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Practical FCA compliance support for UK credit brokers, ARs, IARs and finance businesses that need clear advice, stronger controls and fair customer outcome evidence.

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What we can help with

FCA applications and permissions

Support with FCA applications, regulatory route assessments, variations of permission and preparing the framework behind the application.

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AR and IAR support

Practical support for firms considering Appointed Representative or Introducer Appointed Representative status, including onboarding, scope, oversight and monitoring.

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Website and financial promotion reviews

Reviews of websites, landing pages, adverts, emails, scripts and partner communications to help ensure customer-facing activity is clear, controlled and properly explained.

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Compliance monitoring and remediation

Support with monitoring plans, file reviews, complaints, Consumer Duty MI, audit findings, regulatory issues and action tracking.