Practical FCA application support for UK credit brokers, ARs, IARs and finance businesses that need the right permissions, structure and compliance framework in place.
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An FCA application is not just an online form. It needs to clearly explain what your business does, how your customer journey works, which permissions you need and how the firm will stay properly controlled once authorised.
For credit brokers, this means the application should reflect the way customers are introduced, how financial promotions are managed, how lender relationships work, how disclosures are made, how complaints are handled and how fair customer outcomes are monitored.
At Authorised Compliance, we help firms prepare stronger FCA applications by building the right structure around the business from the start.
Authorised Compliance brings more than 20 years of experience across consumer finance, credit broking, lender relationships, AR networks, IAR models, fintech platforms and motor finance.
That means we understand the details that matter in a credit broking application. Your website, marketing channels, lender panel, customer disclosures, complaints process, Consumer Duty evidence and monitoring framework all need to join together.
We help you build an application that reflects how your business actually works, not a generic compliance pack that does not match the operating model.
A strong FCA application should give a clear picture of the business, the people running it and the controls that will protect customers.
We help firms prepare the key areas that usually matter most: permissions, regulatory business plan, financial promotions, customer journey, compliance monitoring, complaints, vulnerable customers, Consumer Duty and senior management oversight.
The aim is to make the application clear, consistent and supported by practical evidence.
Authorised Compliance supports firms at different stages of the FCA application journey.
This includes new credit brokers applying for authorisation, firms moving from AR or IAR status to direct authorisation, businesses applying for a variation of permission, lead generation firms entering regulated credit broking, fintech platforms, motor finance introducers and firms that need to strengthen an application already in progress.
We also support businesses that are unsure whether direct authorisation is the right route. In some cases, AR or IAR status may be more appropriate. In others, direct authorisation may provide the right long-term structure.
FCA application support is particularly useful when your business model involves multiple customer journeys, paid advertising, affiliates, introducers, lender panels, AR or IAR relationships, or digital application flows.
You may also need support if you are unsure which permissions apply, your compliance documents are generic, your Consumer Duty evidence is limited, your website has not been reviewed or your team is not yet clear on how the business will evidence ongoing compliance.
Getting these areas right before submission can make the application clearer and easier to manage.
We review your business model, customer journey, marketing channels, lender relationships, permissions, people and existing compliance framework.
We highlight gaps in the application, supporting documents, policies, disclosures, Consumer Duty evidence or monitoring arrangements.
We help improve the application pack, regulatory business plan, compliance framework, financial promotion controls and customer journey evidence.
We support the process through preparation, readiness reviews, FCA questions, action tracking and ongoing compliance support after authorisation.
FCA applications can quickly become difficult when the support is too generic.
Authorised Compliance is built around credit broking expertise. We understand how brokers generate enquiries, introduce customers to lenders, manage financial promotions, work with partners and evidence fair customer outcomes.
Our advice is practical, commercially aware and focused on helping firms build a model that is properly controlled from the start.
Speak to Authorised Compliance about FCA application support
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Specialist compliance support for UK credit brokers, Appointed Representatives and Introducer Appointed Representatives. We help firms build practical, FCA-aligned compliance frameworks covering customer journeys, financial promotions, AR/IAR oversight, Consumer Duty, complaints, monitoring and regulatory applications.
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Email: support@authorisedcompliance.com
Office address: Atlantic Business Centre, Atlantic Street, Broadheath, Altrincham, England, WA14 5NQ
Registered office: Atlantic Business Centre, Atlantic Street, Broadheath, Altrincham, England, WA14 5NQ
Authorised Compliance Ltd is a company incorporated in England and Wales with registered company number 15833435.
Authorised Compliance Ltd is authorised and regulated by the Financial Conduct Authority under Firm Reference Number 1025416.
Registered with the Information Commissioner’s Office under reference ZB802407.